Sentinel-1 InSAR coherence to detect floodwater in urban areas: Houston and hurricane harvey as a test case

This paper presents an automatic algorithm for mapping floods. Its main characteristic is that it can detect not only inundated bare soils, but also floodwater in urban areas. The synthetic aperture radar (SAR) observations of the flood that hit the city of Houston (Texas) following the landfall of Hurricane Harvey in 2017 are used to apply and validate the algorithm. The latter consists of a two-step approach that first uses the SAR data to identify buildings and then takes advantage of the Interferometric SAR coherence feature to detect the presence of floodwater in urbanized areas. The preliminary detection of buildings is a pre-requisite for focusing the analysis on the most risk-prone areas. Data provided by the Sentinel-1 mission acquired in both Strip Map and Interferometric Wide Swath modes were used, with a geometric resolution of 5 m and 20 m, respectively. Furthermore, the coherence-based algorithm takes full advantage of the Sentinel-1 mission's six-day repeat cycle, thereby providing an unprecedented possibility to develop an automatic, high-frequency algorithm for detecting floodwater in urban areas. The results for the Houston case study have been qualitatively evaluated through very-high-resolution optical images acquired almost simultaneously with SAR, crowdsourcing points derived by photointerpretation from Digital Globe and Federal Emergency Management Agency's (FEMA) inundation model over the area. For the first time the comparison with independent data shows that the proposed approach can map flooded urban areas with high accuracy using SAR data from the Sentinel-1 satellite mission

A change detection approach to flood mapping in urban areas using TerraSAR-X

Very high-resolution Synthetic Aperture Radar sensors represent an alternative to aerial photography for delineating floods in built-up environments where flood risk is highest. However, even with currently available SAR image resolutions of 3 m and higher, signal returns from man-made structures hamper the accurate mapping of flooded areas. Enhanced image processing algorithms and a better exploitation of image archives are required to facilitate the use of microwave remote sensing data for monitoring flood dynamics in urban areas. In this study a hybrid methodology combining radiometric thresholding, region growing and change detection is introduced as an approach enabling the automated, objective and reliable flood extent extraction from very high-resolution urban SAR images. The method is based on the calibration of a statistical distribution of “open water” backscatter values inferred from SAR images of floods. SAR images acquired during dry conditions enable the identification of areas i) that are not “visible” to the sensor (i.e. regions affected by ‘layover’ and ‘shadow’) and ii) that systematically behave as specular reflectors (e.g. smooth tarmac, permanent water bodies). Change detection with respect to a pre- or post flood reference image thereby reduces over-detection of inundated areas. A case study of the July 2007 Severn River flood (UK) observed by the very high-resolution SAR sensor on board TerraSAR-X as well as airborne photography highlights advantages and limitations of the proposed method. We conclude that even though the fully automated SAR-based flood mapping technique overcomes some limitations of previous methods, further technological and methodological improvements are necessary for SAR-based flood detection in urban areas to match the flood mapping capability of high quality aerial photography

Fuzzy set approach to calibrating distributed flood inundation models using remote sensing observations

The paper presents a methodology for the estimation of uncertainty of inundation extent, which takes account of the uncertainty in the observed spatially distributed information and implements a fuzzy evaluation methodology. The Generalised Likelihood Uncertainty Estimation (GLUE) technique and the 2-D LISFLOOD-FP model were applied to derive the set of uncertain inundation realisations and resulting flood inundation maps. Conditioning of the inundation maps on fuzzified Synthetic Aperture Radar (SAR) images results in much more realistic inundation risk maps which can better depict the variable pattern of inundation extent than previously used methods. It has been shown that the evaluation methodology compares well to traditional approaches and can produce flood hazard maps that reflect the uncertainties in model evaluation

Hydrological impacts of climate change at catchment scale : a case study in the Grand-Duchy of Luxembourg

As a consequence of an increase of days with westerly atmospheric fluxes, bringing humid air masses from the Atlantic Ocean to Western Europe, important changes in the annual and seasonal distribution of rainfall have been observed over the past 150 years. Annual rainfall totals observed during the second half of the 19th century were less important than those observed during the second half of the 20th century. Moreover, during the past 50 years winter rainfall totals have significantly increased, while summer rainfall totals have been decreasing. Streamflow observations through the second half of the 20th century have shown a significant increase of winter maximum daily streamflow, in reaction to the winter rainfall increase. The modelling of the streamflow under the 19th century climatological conditions suggests that since then, the number of winter flood days has increased, while the occurrence of summer flood days has decreased. Moreover, high floods appear to have been more frequent in the second half of the 20th century

Urban correction of global DEMs using building density for Nairobi, Kenya

Urban flood models that use Digital Elevation Models (DEMs) to simulate extent and depth of flood inundation rely on the accuracy of DEMs for predicting flood events. Despite recent advances in developing vegetation corrected DEMs, the effect of building height and density errors in global DEMs in urban areas are still poorly understood, and their correction remains a challenge. In this research we developed a methodology for building error correction that can be applied to any other case study, where building density data and a local reference DEM data are available. This methodology was applied to Nairobi, Kenya using six global DEMs (SRTM, MERIT, ALOS, NASADEM, TanDEM-X 12 m, and TanDEM-X 90 m DEM). Our results show building error at highest building density varying between 1.25 m and 5.07 m for the DEMs used, with the MERIT DEM showing the smallest vertical height error from the reference DEM. The six DEMs were corrected by deriving a linear relationship between building density and DEM error. Our findings show that the removal of building density error resulted in the improvement of the vertical height accuracy of the global DEMs of up to 45% for MERIT and 40% for ALOS. This methodology was also applied to the Central Business District (CBD) area of Nairobi, characterized by taller buildings and high building density. The error parameters in the CBD area resulted to be between 15 to 45% higher than those of the Nairobi city wide area for the six global DEMs, thus providing further insights into the contribution of building heights to errors in global DEMs. Building height data is still unavailable on a global scale and our results show that global DEMs can be usefully corrected for building density errors in urban areas, even where specific building height data are not available

Effective roughness modelling as a tool for soil moisture retrieval from C-and L-band SAR

Soil moisture retrieval from Synthetic Aperture Radar (SAR) using state-of-the-art backscatter models is not fully operational at present, mainly due to difficulties involved in the parameterisation of soil surface roughness. Recently, increasing interest has been drawn to the use of calibrated or effective roughness parameters, as they circumvent issues known to the parameterisation of field-measured roughness. This paper analyses effective roughness parameters derived from C- and L-band SAR observations over a large number of agricultural seedbed sites in Europe. It shows that parameters may largely differ between SAR acquisitions, as they are related to the observed backscatter coefficients and variations in the local incidence angle. Therefore, a statistical model is developed that allows for estimating effective roughness parameters from microwave backscatter observations. Subsequently, these parameters can be propagated through the Integral Equation Model (IEM) for soil moisture retrieval. It is shown that fairly accurate soil moisture results are obtained both at C-and L-band, with an RMSE ranging between 4 vol% and 6.5 vol%.The research presented in this paper is funded by the Belgian Science Policy Office and the National Research Fund of Luxembourg in the frame of the Stereo II programme –project SR/00/100, and by the Spanish Government’s National Research, Development and Innovation Plan, project CGL2007- 63453/HID

Assimilation of probabilistic flood maps from SAR data into a coupled hydrologic–hydraulic forecasting model: a proof of concept

Coupled hydrologic and hydraulic models represent powerful tools for simulating streamflow and water levels along the riverbed and in the floodplain. However, input data, model parameters, initial conditions, and model structure represent sources of uncertainty that affect the reliability and accuracy of flood forecasts. Assimilation of satellitebased synthetic aperture radar (SAR) observations into a flood forecasting model is generally used to reduce such uncertainties. In this context, we have evaluated how sequential assimilation of flood extent derived from SAR data can help improve flood forecasts. In particular, we carried out twin experiments based on a synthetically generated dataset with controlled uncertainty. To this end, two assimilation methods are explored and compared: the sequential importance sampling method (standard method) and its enhanced method where a tempering coefficient is used to inflate the posterior probability (adapted method) and reduce degeneracy. The experimental results show that the assimilation of SAR probabilistic flood maps significantly improves the predictions of streamflow and water elevation, thereby confirming the effectiveness of the data assimilation framework. In addition, the assimilation method significantly reduces the spatially averaged root mean square error of water levels with respect to the case without assimilation. The critical success index of predicted flood extent maps is significantly increased by the assimilation. While the standard method proves to be more accurate in estimating the water levels and streamflow at the assimilation time step, the adapted method enables a more persistent improvement of the forecasts. However, although the use of a tempering coefficient reduces the degeneracy problem, the accuracy of model simulation is lower than that of the standard method at the assimilation time step